Tuch appointed to FINRA’s National Adjudicatory Council

Tuch

Andrew F. Tuch, professor of law at Washington University School of Law in St. Louis, has been appointed to a four-year term on the National Adjudicatory Council (NAC) of the Financial Industry Regulatory Authority (FINRA).

The NAC is charged with reviewing initial decisions related to disciplinary and membership proceedings of FINRA, the nonprofit organization authorized by Congress to regulate the broker-dealer industry. Nationwide, FINRA writes and enforces rules to govern the activities of 3,700 broker-dealers and 630,000 brokers.

For more information, visit School of Law website.

Comments and respectful dialogue are encouraged, but content will be moderated. Please, no personal attacks, obscenity or profanity, selling of commercial products, or endorsements of political candidates or positions. We reserve the right to remove any inappropriate comments.